AI-Augmented Compliance
Assisted document analysis, guaranteed human validation
Alforis Finance uses an AI-assisted document analysis module to accelerate and structure the compliance process for partner Asset Managers. Michel Marques, founder and director, is responsible for compliance. He relies on an AI analysis tool; the final decision remains human.
AI is an assistance tool. The final decision is always human.
AI Usage Charter
8 fundamental principles guiding our use of artificial intelligence
Human Primacy
AI never decides. The compliance officer maintains full control of the validation process.
Transparency
Results are explainable. Each analysis references the regulatory texts used.
Traceability
Every decision and validation is archived with timestamps for a complete audit trail.
Neutrality
AI evaluates compliance, not business opportunity. No commercial bias.
Security
Your documents stay within our infrastructure. No data is sent to third-party services.
Reversibility
When in doubt, the director can ignore the AI analysis and decide manually.
Continuous Improvement
The system undergoes regular updates and reviews to ensure reliability.
Regulatory Compliance
Our system meets AMF and ESMA requirements.
Our Approach
What We Do
- AI-assisted document analysis
- Automatic search for relevant regulatory texts
- Compliance scoring to guide review
- Identification of missing elements
What We Guarantee
- Final decision always human
- Data protection (local hosting)
- Full audit traceability
- Regulatory compliance
For Our Asset Manager Partners
Confidentiality
Your documents never leave our secure infrastructure.
Fairness
All files are evaluated according to the same objective criteria.
Speed
AI accelerates processing without compromising analysis quality.
Questions about our compliance approach?
Version: 1.0.0-public
Last updated: 22 June 2026
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