Vendor Pack
KYC vendor file for asset managers
Legal Information
- Legal name
- Alforis Finance SASU
- Trade name
- Alforis
- Legal form
- SASU (Single-Shareholder Simplified Joint Stock Company)
- SIREN
- 943 007 229
- VAT number
- FR 159 430 072 29
- Share capital
- EUR 5,000
Address
- Registered office
- 10 rue de la Bourse
- City
- 75002 Paris
- Country
- France
Governance & Organization
Directors
| Name | Position | Since |
|---|---|---|
| Michel Marques | President | 2025 |
Shareholders
| Shareholder | Ownership | Type |
|---|---|---|
| Michel Marques | 100% | Individual |
Organization
Single-person structure: the director is the sole point of contact.
- Total headcount
- 1 (director)
Internal Controls
Control framework
Michel Marques, founder and director, is responsible for compliance. He relies on an AI analysis tool; the final decision remains human.
- Daily operational controls
Risk management
Risk mapping updated annually, covering operational, compliance, reputation and cyber risks.
Regulatory Documentation
Regulatory registrations
| Authority/Register | Number | Valid until |
|---|---|---|
| AFTPM | Member | Annual subscription |
Scope of activity
Alforis Finance carries out Third Party Marketing (TPM) activities on behalf of asset managers.
- Promotion and distribution of investment funds
- No investment advice
- No order reception-transmission
GDPR & Security
GDPR framework
- GDPR contact person
- Michel Marques (no DPO appointed)
- GDPR contact
- [email protected]
- Processing register
- Up to date
- Impact assessments (PIA)
- Performed when necessary
Security measures
Technical measures
- Data encryption (AES-256)
- Strong authentication (MFA)
- Encrypted daily backups
- Hosting in France (EU)
Organizational measures
- Documented security policy
- Role-based access management
- Incident management procedure
Breach notification
In case of data breach, notification to CNIL within 72h and to data subjects if high risk.
Professional Insurance
Professional Liability
- Insurer
- MMA - group policy reserved for AFTPM members (broker Diot-Siaci)
- Effective date
- 01/07/2026
An up-to-date insurance certificate is available upon request.
Payment
Payment terms
Standard payment conditions.
- Payment terms
- 30 days end of month
- Currency
- EUR
- Payment method
- Bank transfer
Certification
I certify that the information contained in this document is accurate and up to date.
Signature
Michel Marques
President - Alforis Finance SASU
Date
Paris, France
Interested? Book a meeting with Michel Marques