Confidential document
2026
RFI/RFP Checklist
Due diligence questionnaire for asset managers
CompanyAlforis Finance SASU
DateOctober 2026
Version1.0
This document answers standard due diligence process questions (RFI/RFP) from asset managers wishing to mandate Alforis Finance as Third Party Marketer.
General Information
Company identification
- Legal name
- Alforis Finance SASU
- Legal form
- SASU (Single-Shareholder Simplified Joint Stock Company)
- RCS Paris
- 943 007 229
- Share capital
- EUR 5,000
- Date of incorporation
- 2025
- Registered office
- 10 rue de la Bourse, 75002 Paris
- Headcount
- 1 (director)
- Website
- www.alforis.fr
Governance
| Position | Name | Experience |
|---|---|---|
| President | Michel Marques | 20 years in distribution, former head of EMTN distribution (Credit Mutuel) |
Ownership
Simple and transparent ownership structure.
No structural conflict of interest
Total independence from asset managers
No equity links with competing distributors
Compliance & Regulation
Regulatory framework
Registrations
| Authority | Number | Status |
|---|---|---|
| AFTPM | Member | Active |
Policies in place
AML/CFT policy
KYC procedures
Conflict of interest management
Complaint handling
Data protection (GDPR)
Business continuity plan
Outsourcing policy
Remuneration policy
Control framework
Michel Marques, founder and director, is responsible for compliance. He relies on an AI analysis tool; the final decision remains human.
- •Controls performed by the director
- •Up-to-date regulatory reporting
Commercial Process
Services and deliverables
Services offered
Prospecting and prospect qualification
Meeting organization and presentations
Investor due diligence support
Client relationship follow-up
Detailed activity reporting
Reporting
| Deliverable | Frequency | Format |
|---|---|---|
| Activity report | Monthly | |
| Sales pipeline | Monthly | Excel |
| KPI review | Quarterly | Presentation |
| Annual review | Annual | Meeting |
IT & Security
Technical infrastructure
Infrastructure
- Hosting
- Alforis Finance (France, EU)
- CRM
- Proprietary solution
- Backups
- Daily, 30-day retention
- Encryption
- AES-256 at rest, TLS 1.3 in transit
Security measures
Multi-factor authentication (MFA)
SSL/TLS certificates
Firewall and intrusion detection
Complete audit logs
GDPR compliance
Incident management procedure
Business continuity
A business continuity plan (BCP) is in place to ensure operational resilience.
RTO (Recovery Time Objective): < 4 hours
RPO (Recovery Point Objective): < 24 hours
Annual recovery tests
Annexes
The following documents are available upon request.
| Document | Available | Format |
|---|---|---|
| Company registration extract | Yes | |
| Updated articles of association | Yes | |
| Professional liability certificate | On request | |
| GDPR policy | Yes | |
| AML/CFT policy | Yes | |
| Annual accounts | On request |
Document request
To obtain these documents, contact us at [email protected]
Completed by Alforis Finance
Date:
Name:
Stamp and signature
Interested? Book a meeting with Michel Marques
30 min